Notification of Major Holdings on 02.12.2015
1. Details of issuer
zooplus AG
Sonnenstraße 15
80331 München
Germany |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason: Baseline disclosure pursuant to section 41 para. 4f WpHG |
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
| Morgan Stanley |
Wilmington
United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
3,69 % |
1,98 % |
5,66 % |
6.991.478 |
| Previous notification |
0,54 % |
% |
0 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
| DE0005111702 |
0 |
257.812 |
0 % |
3,69 % |
| Total |
257.812 |
3,69 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right of recall over securities lending agreements. |
|
|
18.160 |
0,26 % |
| |
|
Total |
18.160 |
0,26 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Equity Swap |
23.12.2015 |
|
Cash |
120.000 |
1,72 % |
| |
|
|
Total |
120.000 |
1,72 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley International Limited |
% |
% |
% |
| Morgan Stanley UK Group |
% |
% |
% |
| Morgan Stanley Investments (UK) |
% |
% |
% |
| Morgan Stanley & Co. International plc |
3,41 % |
% |
5,33 % |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, LLC |
% |
% |
% |
| Morgan Stanley & Co. LLC |
% |
% |
% |
9. In case of proxy voting according to § 22 Abs. 3 WpHG
| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |
